terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
TSI of the Stock Exchange of Thailand, the Thai Institute of Directors and the Thai Listed Company Association; An in-house training course or seminar organized by the applicant company is required to
การพัฒนาความรู้ตลาดทุน (TSI) ตลาดหลักทรัพย์แห่งประเทศไทย สมาคมส่งเสริมสถาบันกรรมการบริษัทไทย สมาคมบริษัทจดทะเบียนไทย เป็นต้น การเข้าอบรมหรือสัมมนาซึ่งจัดภายในองค์กรของบริษัทผู้ขออนุญาต (in-house
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
to generate benefits from the property Manage the trust according to the trust instrument and relevant laws Calculate and disclose the asset value of the trust and the units Maintain the property in
general public. Furthermore, we encourage uses of FinTech to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with
general public. Furthermore, we encourage uses of FinTech to generate financial solutions, and to serve as an aiding tool for financial planning under the framework “Five Steps to Investment with
asset is generating or expected to generate revenue of not lower than 80% of the total income of the aggregate entity. Investment categories An IFF can choose to invest in following categories as