supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
assumes office 01/03/2023 SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” 10/01/2023 The UK and the SEC Thailand sign new MoU on Financial Services to promote
country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors upon approval as an ARFP fund and host jurisdiction
economies participating in the ARFP. The ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through
Previous Next News & Events SEC, UN Women and TLCA jointly host a seminar on “Leadership Role and Sustainable Business” to promote women’s empowerment and gender equality in the capital market The ASEAN CG
jointly host a seminar on “Preventing, Deterring and Suppressing improper behaviors of listed companies” SEC amends regulations on reporting changes to the securities and derivatives holding by directors
ARFP allows units of funds authorized in a participating country (home economy) to be offered publicly in other participating countries (host economies) through locally licensed or regulated distributors
undertaken by the ASEAN Capital Markets Forum ( ACMF ) that allows the units of an ASEAN CIS authorized in its Home Jurisdiction to be offered in other Host Jurisdictions under a streamlined authorization