honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and

fit and proper criteria set out under MAS’ guidelines • Interested persons may refer to the applicable regulatory requirements, application procedures and application form (See Appendix 2) Qualified

for registration was made in accordance with the SC’s Licensing Handbook.; (b) the applicant has not failed to comply with any other requirements of the Act or any guidelines made under the Act; (c) any

Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the

Sustainability Bond Guidelines June 2021 Introduction The Green Bond Principles (GBP), together with the Social Bond Principles (SBP), the Sustainability Bond Guidelines (SBG) and the Sustainability

of the Securities and Exchange Commission No. OrKhor./Nor. 5/2549 Re: Guidelines Relating to Operating Systems of Fund Management Business In order for a management company to comply effectively with

Sustainability Bond Guidelines June 2018 Introduction A market has developed for bonds aligned to both the Green Bond Principles (GBP) and the Social Bond Principles (SBP) (referred to as the

companies oversee and manage such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a

companies oversee and manage such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a

approved by the Office must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of (Translation) 3 integrity and honesty and without