of Professionals undertaking the activity of investment advice from Home Jurisdiction to Host Jurisdiction within ASEAN region. A significant measure set out in this framework is providing “ACMF Pass
has revoked the registration pursuant to Section 22 and Section 29. 7 Chapter 3 Provisional Representative Section 25. If the SEC Office is of the opinion that any special purpose juristic person which
) the Office of the SEC has revoked the registration pursuant to Section 22 and Section 29. Chapter 3 Provisional Representative Section 25. If the Office of the SEC is of the opinion that any special
: _____________________________________________________ Home Jurisdiction: ________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that NRI CIS is legally established
Page 1 of 7 Form 35 – foreign ETF Checklist for Foreign Exchange-Traded Fund (ETF) Application Form Name of foreign ETF: ________________________________________________________ Home Economy
: ______________________________________________ Home Jurisdiction: ___________________________________________________________ [ ] 1. Form 69 – CIS full (completed by Qualifying CIS Operator) [ ] 2.* Standard letter issued by the Home Regulator
: _____________________________________________________ Home Jurisdiction: ________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that NRI CIS is legally established
category of exchange-traded fund established under law of foreign jurisdiction; (2) “units of foreign ETF” means units of foreign ETF issued in form of shares; (3) “home exchange” means exchange in foreign
หลักทรัพยและจดทะเบียน ในตลาดหลักทรัพยแหงประเทศไทย (“ตลท.”) ตองมีหุนเปนหลักทรพัยจดทะเบยีนในตลาดหลักทรัพย ตางประเทศ (“home exchange”) อยูกอนแลว โดย foreign issuer จะตองมีการกระจายหุนตอประชา
: ______________________________________________________ Home Economy: ___________________________________________________________ [ ] 1. Form 69 – CIS full (completed by CIS Operator) [ ] 2. Evidence demonstrating that ARFP Passport Fund is legally