) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
) Group 2: Constituting an unfair advantage over investor by exploiting the inside information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses
the applicant possesses prohibited characteristics as prescribed; Not appearing that its directors, manager and person holding executive position as a division manager or an equal position responsible
auditor possesses any prohibited characteristics; (4) the approval is revoked or suspended for the remaining approval period by the SEC. 2.2 List of SEC-registered auditors 2.3 List of SEC-registered
Department whose rank is not lower than departmental manager" as to whether it includes every person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than
the center or network in the manner as specified in the notification of the SEC. Digital asset broker means a person who provides services or holds itself out to the public as available to provide
the center or network in the manner as specified in the notification of the SEC. Digital asset broker means a person who provides services or holds itself out to the public as available to provide
, (2) auditor cannot maintain the qualifications, (3) audit firm cannot maintain the qualifications, (4) auditor possesses any prohibited characteristics, or (5) the
qualifications, (3) audit firm cannot maintain the qualifications, (4) auditor possesses any prohibited characteristics, or (5) the approval is revoked or suspended for the
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether