integrity, fairness, accountability and orderliness in trading of listed securities, taking into consideration benefits of the capital market and investor protection. • The SET must comply with rules for
Supervisory Board shall prepare reports to the office on his securities holding as well as the holdings of securities by his spouse and minor children in accordance with the rules and period as specified in the
Capital Market Supervisory Board shall prepare reports to the SEC Office on their securities holding as well as the holdings of securities by his spouse and minor children in accordance with the rules and
Office on their securities holding as well as the holdings of securities by his spouse and minor children in accordance with the rules and period as specified in the notification of the SEC. SECTION 16/6
investor protection, the SEC may prescribe that the license holder who undertakes business in a specified manner be exempted from undertaking or undertake in a different manner from the provisions under
SEC may grant a waiver of compliance to a company established by and subject to a foreign law whereby measures for investor protection are prescribed in a similar manner to the measures prescribed in
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private
investor” means any investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory company, mutual fund, private