procurement. (In case of financial institutions, specify sources of capital and loans). (b) If the manufacturing process or treatment of raw material wastes affects the environment, clarify the Company's
case of a private placement), etc. - Specify other important details of the offer for sale of the securities, for example, the issuer (only in the case of the existing securities holders offering their
risk, corruption risk, severe epidemic risk, etc.; 2.2.2 Investment risk imposed on the securities holders. Identify and clarify the risks of losing returns or rights or investment money, in whole or in
brokerage, dealing or underwriting of investment units (LBDU); (8) Registration of members of provident fund/ unit holders of mutual fund should be prepared accurately and completely; (9) Every operation
and shall provide a measure on prevention of danger from the environment or any disaster arising to the significant computer devices in the information centre . Clause 6. The securities company shall
infrastructure risk. Compliance Guideline · Segregating l the developer from the system administrator that perform in the production environment. · Providing a written job description which identified clearly
repealed. Clause 2 In this Notification: “ regulatory sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to
sandbox ” means a framework for experimenting and developing an innovation in a controlled environment to support provision of services related to capital market. “ approved person ” means a person who is
(production environment) [M] · ต้องจัดให้มี job description ซึ่งระบุหน้าที่และความรับผิดชอบของแต่ละหน้าที่งาน และความรับผิดชอบของบุคลากรแต่ละคนภายในฝ่ายคอมพิวเตอร์อย่างชัดเจน เป็นลายลักษณ์อักษร [M] · ควรจัดให้
underlying shares of warrants , shall be submitted by using form 81-2 as provided on the website of the SEC Office within 45 days as from the last date of exercise period. In case the holders of structured