upon the recommendation of the SEC has the power to specify conditions with which the license holder shall be required to comply in the undertaking of the securities business. In cases where there has
public under Chapter 5; (6) minimum particulars required in sukuk certificate under Chapter 6; (7) registration of sukuk holder under Chapter 7. 2 Chapter 1 Application for Obtaining an Approval of the
ทรัพย จํานวนหลักทรัพยที่ถือ ณ วันที่………………….…. (วันปดการเสนอขาย / วันที่ไดรับแตงตั้ง) Name of securities holder Types of securities No. of securities held as of…….………………. (Closing date of offering
derivatives, management of derivatives business, management of customers’ assets in derivatives business or any other positions or nature of work similar thereto for which the job holder is required to obtain
to equity holder of the company (10,892) 6,054 -280% (26,632) -59% (9,428) 16% Margin -2% 1% -5% -2% 2 (Unit : Thousand Baht) Separate F/S Q3/2019 Q3/2018 Δ% Q2/2019 Δ% Q1/2019 Δ% Revenues from sales
Notification: “REIT” means a real estate investment trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of a REIT. Clause 2 Before entering into transactions arising
………………………………….......………………………… ไดมา/จําหนาย 1/ (Acquisition/disposition) ชื่อผูถือหลักทรัพย Name of securities holder ประเภทหลักทรัพย Types of securities วันที่มีการ ไดมา/จําหนาย Transaction date จํานวนหลักทรัพยที่ถือ กอ
: “securities holder” means any securities holder accepted by the securities registrar. “client” means any securities issuer accepted by the securities registrar. Clause 2. In providing services as securities
October 24, 2017. The selling price is related to the market price in the same area. 5. Particulars of related person As of September 30, 2017, EKH is a major share holder of the company, with holding
% (113,896) -3% Margin -14% -14% -19% -13% Profit (loss) for the period attributable to equity holder of the company (37,417) (46,242) -19% (60,913) -39% (39,057) -4% Margin -5% -5% -9% -4% 2 (Unit : Thousand