Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
Facebook page Power DL : Unlicensed securities and derivatives business (Disclosure Date : 07/07/2023)
20T H ANNIVERSARY 1 Securities and Exchange Commission, Thailand Annual Report 2012 SEC ANNUAL REPORT 20122 THE YEAR OF CHANGE The year 2012 was the time for change to become the visionary partner whose balance between proactive and preventive approaches has led to stakeholders’ confidence in the Thai capital market. THE YEAR OF CHANGE 20T H ANNIVERSARY 1 02 MESSAGE FROM THE CHAiRMAN 04 MESSAGE FROM THE SECRETARY-GENERAl 06 SEC BOARd 09 CApiTAl MARkET SupERviSORY BOARd 12 ExECuTivE OFFiCERS 13 O...
recommending the case to the public attorney who has authority for prosecution. The power to adjudicate whether any person is guilty or not is, however, vested on the court of justice. In this regard, the SEC
Changing of Position of Power of Management of Persons Approved by the Office 15. Report/Form (Notification of Securities and Exchange Commission) (Synopsis) 12/11/2007 01/01/2008 16. Report/Form
Securities Company 8. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by the Office 9. Report/Form
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
of Executive Profile of Securities Company 16. Report/Form (Notification of Securities and Exchange Commission) Form 104-5 Form for Changing of Position of Power of Management of Persons Approved by
granted by the SEC Board or the Minister of Finance. Statutory Power The SEC has powers and authorities under the SEC Act to regulate all aspects of the securities market. These include powers to grant or