CIS Operator who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
less than 2 days. Allocation of the investment units to the investors shall be appropriate and fair. The offering for sale of the investment units to retail investors is subject to additional rules as
of establishment of mutual fund 3. Amendment to scheme informationbefore registration 4. Undertakings after approval 5. Termination of approval for the establishment of mutual fund Related
of establishment of mutual fund 3. Amendment to scheme informationbefore registration 4. Undertakings after approval 5. Termination of approval for the establishment of mutual fund Related
Thai Reporting Resault of Sales of Securities การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำ
Thai Reporting Resault of Sales of Securities × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์ > การระดมทุน
Thai Reporting Resault of Sales of Securities (exemption) × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์
Thai Reporting Resault of Sales of Securities (exemption) × Home > กฎหมาย / กฎเกณฑ์ > สรุปกฎเกณฑ์
followings are on-going requirements for CIS Operator who makes offerings of either ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required