an approval. The following qualifications will be considered: 1. Features [3] and the name of instruments comply with the requirements. 2. The transfer restriction is registered, including features of
60% of the total asset value. Borrowing policy must comply with the provisions contained in the trust instrument. Issuance of debt instruments shall contain no features or conditions of perpetual bond
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
- 10) II & HNW [1] PO [2] Approval Qualifications and approval rules - Application shall be submitted for an approval. The following qualifications will be considered: 1. Features [3] and the name
restriction, features of bonds, draft terms and conditions and a bondholders' representative appointment agreement (in case of secured bonds/ bonds with a bondholders' representative). - For the offering of
Details Regarding the Services with Specific Features Provided by Securities and Derivatives Business Operators (No.3) The Notification of the Office of the Securities and Exchange Commission No. SorThor. 2
- Applicable to the offering of bills and bonds. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a
of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the transfer restriction, features of bonds, draft terms and conditions and a bondholders
; 3. T he investment policy shall not be specified with the features of a feeder fund under the Notification on Investment; 4. The mutual fund shall not have the policy to invest in derivatives or