internet trading system. On that date, the SSI opening price was at 0.37 baht and remained unchanged until {A} started trading. His trading inflated the SSI share price to 0.41 baht, the highest level of the
periods. Additionally, the comparative study on mutual fund performance amongst ASEAN countries demonstrated the highest level of performance persistence in Thai equity funds. Chanchai Mateepithaktham, the
advice without the use of human financial planner. While embracing financial innovation, the SEC still put highest emphasis to ensure sufficient level of investor protection in the Thai capital
websites or email: pitchal@sec.or.th. The public hearing ends on 7 November 2023. ___________________Remark:* Any individuals appointed by the Board of Directors of DA operator to be the highest-ranking
alignment with standards adopted by top-tier global capital markets;(2) SEC to disclose the audit inspection results of the audit firms and auditors in the capital market to public and the Audit Committee
Mr. A did not consent to bring an end to the case at the SEC level, the SEC therefore decided to send a letter to the prosecutor to file a civil lawsuit against Mr. A and press for civil sanctions
represents approximately 83 percent of the total number of listed companies, while those having females at the highest management positions (at the CEO and managing director levels) account for 13.85
higher risk level in buying financial products with a higher risk than the client’s risk profile. SEC has considered the case and viewed that Somchai had behaviors with dishonest implication, affecting the
Thai Listed companies step forward in raising standard and reliability of the ASEAN region by promoting good corporate governance practices at international level, as such creating recognition of the
Civil Sanction Consideration Committee by the time given, the SEC took the view that Mr. Suphanan did not consent to bring an end to the case at the SEC level. The SEC has therefore sent a letter to the