Supervisory Board concerning the Rules on Personnel in the Capital Market Business to be a temporary highest responsible person during the process of appointing the highest level responsible person in the
Ratthawuth Limited Partnership During July - October 2016, three former directors and executives of K.C. Property Public Company Limited (“KC”) and Modern Street Company Limited (“Modern Street
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person that is
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person that is
with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person that is Mr
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the appointment of the highest level responsible person in the compliance unit to the SEC
) Mr. Rathawut Worapan, and (4) Ratthawuth Limited Partnership. This case is in the process of inquiry by the inquiry official. SEC Act S.281/2 paragraph 2 in conjunction with 89/7 89/24 and 307 308
Tinpeng, (3) Mr. Rathawut Worapan, and (4) Ratthawuth Limited Partnership. This case is in the process of inquiry by the inquiry official. SEC Act S.281/2 paragraph 2 in conjunction with 89/7 89/24 and