borrowing and lending business" shall be prescribed as securities business under (7) of the definition of "securities business" in Section 4 of the Securities and Exchange Act B.E. 2535. Clause 2  Undertaking

Securities Borrowing and Lending Business B.E. 2543 (amended by No. 21)  (Repealed) ​15 Application for License to Undertake Business of Private Fund Management B.E. 2543(repealed No. 6 No. 14 and amended by

- Dealer Brokerage as Securities Business (IDB)​ ​ ​○ Prescription of Securities Borrowing and Lending Business as Securities Business (SBL) ​ ​○ ​ Prescription of Securities Finance Business as Securities

Dealing of Debt Securities​​   Securities Borrowing & Lending​   ​​Securities Fi​nancing ​ Derivatives Broker Limited to Agriculture Product Derivatives ​ ​ ​ ​ ​ ​​​​​​​​​​​List of Securities Businesses

Commission, Thailand​ ​Education Ph.D. (Economics), Yale University, U.S.A. M.Phil. (Economics), Yale University, U.S.A. B.A. (Highest Honors) (Economics), Swarthmore College, U.S.A. ​Current Appointments

& Underwriter    •  Securities Borrowing & Lending    •  Thailand Securities Finance Corporation : TSFC ​   Approved Personnel о Major Shareholders     •  SEC Act    •  Derivative Act о Executives    •  SEC Act

กำกับหลักทรัพย์และตลาดหลักทรัพย์​​ ​ประวัติการศึกษา​ Ph.D. (Economics), Yale University สหรัฐอเมริกา M.Phil. (Economics), Yale University สหรัฐอเมริกา B.A. (Highest Honors) (Economics), Swarthmore College

mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest

mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest

Code of Ethics provides guidelines for current and former employees with the highest priority on the organizational interest. The code also specifies appropriate conducts in protection of the SEC