from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
from 1 January 2018 onward) - In case of using the examination results of CISA Level 1 or higher , CFA Level 1 or higher, FRM or CFP
redemption of investment units collect from the unitholders. (4) The mutual fund management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per
redemption of investment units collect from the unitholders. (4) The mutual fund management company wishes to collect fees or expenses at a higher rate than recent rate specified shall follow the rules as per
Department whose rank is not lower than departmental manager" as to whether it includes every person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than
Regulations SHARE : Detail Content Enforcement The SEC is a regulatory body that carries a mission to develop and supervise the Thai capital market to ensure efficiency, fairness, transparency, and
person whose title is departmental manager. Specifically, if the CFO in some companies holds higher position than departmental manager and oversees the Accounting and Finance Department directly, whether
order to improve efficiency of law https://www.sec.or.th/EN/Pages/LawandRegulations/CivilPenalty.aspx English (United States) MarketProfessionals and Audit Oversight Mutual Fund Business Operators
) CivilPenalty Sanction is a recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency
recent enforcement power added by the Securities and Exchange Act (No. 5) B.E. 2559 (2016) and the Emergency Decree on Digital Asset Businesses of 2018 in order to improve efficiency of law https