SEC Secretary-General Ruenvadee Suwanmongkol, SEC Assistant Secretary-General Jomkwan Kongsakul and team met Mr. Claude Marx - Director General of Luxembourg’s financial market watchdog CSSF, Ms. Daniele Berna-Ost - CSSF Secretary-General and team. Both parties achieved an agreement to arrange a cooperative framework on fintech for exchange of information involving major developments and issues on fintech supervision and oversight. This framework was similar to those CSSF agreed with capi...
urging knowledge dissemination concerning risk and investment in risky assets for higher return in preparation for retirement. Dr. Vorapol Socatiyanurak, SEC Secretary-General said that the first SEC
different intermediaries. Such repetitive filing causes inconvenience and higher cost of accessing different capital market services from different intermediaries. This current practice may also affect the
Capital Market ทั้งหมด 2 หลักสูตร คือ หลักสูตรความรู้พื้นฐานด้านความมั่นคงปลอดภัยไซเบอร์ (Cybersecurity Fundamental) และหลักสูตรความรู้พื้นฐานด้านความเสี่ยงทางเทคโนโลยีสารสนเทศ (IT Risk Fundamental
., institutional and high net worth investors, to enhance competitiveness of asset management companies and diversify choices of investment for investors with higher risk tolerance. The draft revision aims to allow
January 27, 2014.As the purchase price is higher than the tender offer price, it caused unfair treatment among EIC shareholders. The SEC proposed this matter to the Sub-Committee on Business Takeovers for
investors under acceptable risk levels and performance persistence at higher yield than that of the benchmark. The study showed performance persistence in Thai equity funds over the periods of time
client’s account by using the passbook and withdrawal slips signed in advance by the client and kept by Somchai, at an amount higher than the ordered amount. He then used the excessive amount for his own
Exchange of Thailand. The papers pointed out the significance of making prudent study on information and fundamental analysis of securities prior to making investment decision in order to mitigate trading
A New Year Gift 2023 to the public, “SEC Crypto Academy” is designed as an online channel for the public to learn fundamental knowledge on digital assets, gain a better understanding of risks related