exceeding the limit approved by the SEC, but not over 15% of the limit (greenshoe) and must be stated in the scheme. (3) The mutual fund management company must provide an evidentiary document of the rights
infrastructure assets A Trust for high net-worth investors vs retail investors Termination of a trust The Settlor Trust's duties Structure of infra trust The major rules Minimum mobilized capital of
of an Infrastructure Fund (IFF) and Infra Trust. Regulatory Summary Structure of infra trust The major rules Investments in infrastructure assets A Trust for high net-worth investors vs retail
) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being offered is > five percent of paid-up shares at the date of the decision of the shareholders
> Business Operators > Related Forms Regulations SHARE : Detail Content Intermediaries Reporting Requirement Weekly Reports Weekly Report on the Purchase of High Turnover Securities by
management company shall pay for the redemption of the investment units in the form of securities or other assets instead of cash to high net-worth investors only. (2) Dissolution of funds in the case of the
(ETFs) An ETF shall comply with the following rules: Being an open-end mutual fund; The scheme shall specify a procedure for the offering and redemption of the investment units for high net