other stakeholders on ESG issues 12 Building knowledge & skills Efficiency Enhanced power & legitimacy Example: Investor working group on sustainable palm oil 13 Source: PRI (2022), Investor Working Group
risks arising from reduction of the margin value during high market volatility, provided that the valuation method and the haircut shall be tested on a regular basis and the validity of the haircut
a financial institution or a juristic person in a foreign country which has legitimacy to operate business in sale or acceptance of redemption of investment units under the law of such country and
in a foreign country, the management company shall appoint a financial institution or a juristic person in a foreign country which has legitimacy to operate business in sale or acceptance of redemption
Exchange Act B.E. 2535 (1992); (7) a cause concerning the legitimacy of the meeting resolution which approves an issuance of shares for the offering under this Notification in a nature that causes unfairness
the securities clearing house, including credit risk and liquidity risk. The financial resources shall be assets with high liquidity and low-price volatility which may be any of the following assets: (1
responsibilities of high-level management Chapter 2 Availability of competent personnel Chapter 3 Fund management operation system 3.1 Accepting of purchase or redemption orders of investment units 3.2 Investment
and enforcement. F. Cross-border co-operation should be enhanced, including through bilateral and multilateral arrangements for exchange of information. High levels of cross-border ownership and trading
damage to investors and appearance of Thai capital market. Division 2 Principle for Business Operation of an Intermediary _____________________________ Clause 3 For legitimacy of business operation, an
damage to investors and appearance of Thai capital market. Division 2 Principle for Business Operation of an Intermediary _____________________________ Clause 3 For legitimacy of business operation, an