borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
banks. There are areas of overlap and the various bodies do seek to cooperate, meeting regularly and participating on the High Level Committee on Capital Markets, chaired by the Minister of Finance
uncertainty and external challenges led by record-high oil prices, fluctuation of foreign capital flows at rapid speed and in high volume, and US subprime mortgage crisis. Yet, the Thai capital market succeeded
capital market and its position in the region as a preferred capital market venue; 4.2 Promoting good governance and high standards as an integral part of business of issuers, securities companies and
One Report ESG Issues AGM FAQ Capital market professionals/gatekeeper CSR Whistleblower Audit committee About us Overview Detail Content SEC Roles C oncept “Supervision” is the core
resting place for capital in times of volatility in the equity market. As such, the SEC in 2001 has given high importance to promote the efficiency and role of debt instrument market so that it will become
mutual funds and provident funds, in their written policies, to exercise their votes to ensure a high standard of corporate governance in the companies in which they invested Preparing the Thai Capital
the Thai capital market are (1) promotion of good corporate governance, which at present, has received high acceptance and put into practice among both public and private sectors, (2) reduction of