SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
inspection guideline the "High-Level Principle for Business Continuity" developed by the Joint Forum of the Basel Committee on Banking Supervision (BASEL), the International Organization of Securities
International Business from Wharton School, University of Pennsylvania, USA and a Bachelor of Economics (First Class Honors) from Thammasat University. Prior to his current appointments, he was Deputy Commerce
business case for high quality corporate governance. Professional organisations (such as the institutes of account- ants, company secretaries, directors, etc) should step up their efforts to promote better
borrowing and lending, and joint venture management. As a result, any intermediary wishing to operate only brokerage business, for example, would have to meet the high minimum paid-up capital rule despite its
the Department of Business Development, the company registrar in the Ministry of Commerce, both online and offline. Companies also pass on a range of material information to the SEC and SET, which is
from Syracuse University, USA. Prior to becoming Permanent-Secretary, he was Director-General of the Department of Insurance, Department of Business Economics (currently Department of Trade Negotiations
Securities of a Business Takeover b... https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201806/18056884.pdf _ _ Ocean Commerce Public Company Limited 148/1 Soi Ramintha 14, Ramintra Road
, the Master Plan stresses the promotion of the supply of high quality products. A key initiative in this area, deriving from the government’s privatization policy, has been the promotion of initial