. 41/2555 Re: Rules, Conditions and Procedures for Trading of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth Investor By virtue of Section 16/6 and Section 113 of the
Controlling Operation of Securities Underwriting (No. 5) dated 6 September 2013; (17) The Notification of the Capital Market Supervisory Board No. Tor Thor. 80/2552 Re: Rules on Undertaking of Derivatives
consultant on general products. − − ✓ Only examination on derivatives, high-risk or complex of debt securities and mutual funds is required. 8 Manager of securities company undertaking derivatives business or
Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor ___________________________ By virtue of
. Notification of the Securities and Exchange Commission No. Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and High Net Worth Investor
. Clause 2 The Notification of the Securities and Exchange Commission concerning Rules on Exempting the Offer for Sale of Units of Foreign Collective Investment Scheme to Institutional or High Net Worth
No.KorKhor.5/2551 Re: Determination of Form and Procedure of Application and Form of License for Undertaking Securities Business Pursuant to the Ministerial Regulation Concerning Granting of Approval for
specifies rules relating to securities issuance, offer for sale of securities or undertaking of securities business but not specifically determine the definitions of institutional or high net worth investors