securities of Thai Plastic and Chemicals Pubic Company Limited (TPC) in concealment to mislead the public to believe that at such time the trading volumes were substantially high and the price of TPC
Mr. Prapat Itthichaisri Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Mr. Prapat Itthichaisri aided and abetted other persons to trade securities of Thai Plastic and Chemicals Pubic
Miss Nattida Ruckchposanti Between 11.53.47 A.M. to 12.06.37 P.M. on October 3, 2012, Miss Nattida Ruckchposanti aided and abetted other persons to trade securities of Thai Plastic and Chemicals
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4
Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S.34
Thai Technician Professional Company Limited Thai Technician Professional Company Limited offer to sell newly issued securities in the category of convertible bonds without approval from the SEC
Thai Canal Rich Company Limited Thai Canal Rich Company Limited offered for sale of newly issued shares in the form of general or to the public without approval from the SEC office. SEC Act S