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all necessary basic infrastructure to enhance market competitiveness in the international arena 4. To maintain high professional standards of the SEC as a regulator To achieve effectively strategic
1 (“Committee 1”) in Washington, D.C., Paris and Mauritius, respectively. Committee 1 is committed to promoting high quality professional standards, including rigorous application and enforcement
Annual Report 2010 ANN UAL REPORT 2010 SECURITIES AND EXCHANGE COMMISSION, THAILAND ASEAN ECONOMIC COM MUN ITY Vision S = Setting High Standard E = Ethical C = Committed Pro = Professional Mission
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
million baht respectively. Accordingly, buying volumes of domestic institutional investors were partly from the establishment of new 40 equities mutual funds. High level of confidence among domestic