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maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep

maintaining high grade. (1) New Principles for the SEC: 9 Principles - The SEC received Fully Implemented for 8 out of 9 Principles, including systemic risk management, regulatory perimeter review to keep

​  ensu​res that efficient internal control is in place and the SEC operation complies with corporate governance principles.  ​​​     Click here to see SEC organization chart.​   Our Roles How We Regulate

(Mandatory Elements of the International Professional Practices Framework (“IPPF Mandatory Guidance”) ได้แก่ (ก) หลักการสำคัญสำหรับการปฏิบัติงานวิชาชีพการตรวจสอบภายใน (Core Principles for the Professional

กรอบเชิงจริยธรรมและจรรยาบรรณ (code of conduct and code of ethics) 3 ทั้งน้ี แนวทางธรรมาภิบาลของ ก.ล.ต. ไดมี้การทบทวนหลกัการและแนวปฏิบติัใหเ้ป็นปัจจุบนัสอดคลอ้งกบั พระราชบญัญติัหลกัทรัพยแ์ละตลาดหล

the country. ​ Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC

, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. ​ Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code

Working Principles Our Policies Signatory of Investment Government Code (I Code) Stakeholders in the Capital Market Our Structure The Foundation of the SEC SHARE : For More Information ContactUs SEC Help