Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a financial statement for the year 2021 through the transmission system
Advance Power Conversion Company Limited Advance Power Conversion Company Limited (“APCON”) had duties to prepare and submit a key financial ratio report for the year 2021 through the transmission
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the
Mr. Sutee Chuichay Mr. Sutee Chuichay, who is responsible for the operation of Advance Power Conversion Company Limited (“APCON”), shall be liable for APCON’s failure to prepare and submit the key
Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) offered for sale newly issued securities in the category of of debt securities to high-net-worth investors on a
procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee Meeting No. 4
sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the
(SALEE) in a manner that inflated and stabilized the price of such securities in concealment to mislead the public to believe that the trading volumes were substantially high and the prices of SALEE
(SALEE) in a manner that inflated and stabilized the price of such securities in concealment to mislead the public to believe that the trading volumes were substantially high and the prices of SALEE
) in concealment to mislead the public to believe that the trading volumes were substantially high and the price of SST securities changed which was inconsistent with the normal market conditions. In