High Net Worth Investor and High Net Worth Investor . Clause 3 A securities business license applicant and licensee shall have paid-up registered capital of no less than the following amounts: (1) one
each customer separately from the account of its own, in accordance with the rules specified in the notification of the SEC. In cases where the derivatives business operator has advanced its own asset to
Capital Market Supervisory Board concerning Rules on Personnel in Capital Market Business ; (25) any other investors as specified by the SEC Office. Clause 5 An ultra-high net worth investor shall refer to
(มหาชน) (N-Park) ไม่ต้องแก้ไขงบการเงิน งวดไตรมาส 2 ปี 2551 ตามที่ขอมา เนื่องจาก N-Park ได้ชี้แจงและได้เปิดเผยข้อมูลเกี่ยวกับผลของคดีความ ที่ N-Park ถูกผู้ถือหุ้นรายหนึ่งฟ้องร้องให้ผู้ลงทุนรับทราบผ่านสื่อ
Board No. Tor Thor. 60/2561 Re: Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party dated 1 October 2018 specifies that [ in case of outsourcing to a
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section
, conflagration, storm or epidemics. 9.5 Human-caused disaster, such as, terrorist, being caught as hostage or cyber attack. BCI Good practice guidelines http://www.thebci.org/ High-level principles for business
opinion of an independent specialist on the technology used in the infrastructure business (technological feasibility) if that technology has never been adopted in Thailand or is an advanced technology that
business day of the day when the intermediary has executed such trading for clients. Chapter 63 Communication and Providing Services relating to High-Risk or Complex Capital Market Products
Exchange Commission No. KorThor. 65/2547 Re: Rules for Derivatives Business Operation for a Licensed Derivatives Broker dated 22 December 2004 require derivatives broker to prepare a risk disclosure