shall be terminated. Following actions are required: 1) Inform the SEC of the case within 15 days from the closing date of the IPO; 2) Refund the subscription payment and any interests thereof within
application for approval thereof with the SEC Office within the period of time and in form as specified in the SEC’s Notification as published in the Government Gazette. Application for approval under the first
under the law governing accounting professions and other additional regulations prescribed by the law governing securities and exchange, or aiding or abetting thereof; intentionally presenting false
interpreted as having effect in substitution for or supplementary to the Thai version thereof. Please note that the translation has not been subjected to an official review by the SEC Office. The SEC Office
the benefits thereof from one LTF to another LTF, shall be completed within five business days. (3) The criteria for dividend payment are different from other funds. The mutual fund management company
approved not less than five years from the date of obtaining securities business license unless the SEC gives a waiver thereof. Clause 7 Fees shall be prescribed as follows: (1) application for securities
with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies thereof. In filing of application under the first paragraph, securities company shall file with the following
SEC and shall maintain the formation and proportion of shareholding as approved not less than five years from the date of obtaining securities business license unless the SEC gives a waiver thereof