with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies thereof. In filing of application under the first paragraph, securities company shall file with the following
; Clause 3 Securities company intending to apply for additional securities business licenses shall file an application with the SEC via the SEC Office in Form 90-6 attached herewith together with two copies
receiving the SEC’s recommendation. Securities business license in the category of securities finance business shall be in form attached herewith. Clause 6 Limited company or public limited company that has
attached herewith. Clause 6 Limited company or public limited company that has been granted a license under this Ministerial Regulation shall comply with criteria, conditions and procedure specified by the
investors in Thailand shall be prepared in accordance with the format and contents provided herein. On-going requirements of CIS Operator The followings are on-going requirements * for CIS Operator who
(for inbound only) Fact sheet of foreign ETF to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein. On-going requirements of CIS Operator
to be disclosed to investors in Thailand shall be prepared in accordance with the format and contents provided herein. Please click here to view the fact sheet template. On-going requirements of
) Investment in infrastructure assets directed for benefitting the public on a large scale (the same consideration criteria as applied for IFFs, mutatis mutandis) *Greenfield herein refers to infrastructure
format and contents provided herein. Please click here to view the fact sheet template. On-going requirements of ARFP Operator The followings are on-going requirements for CIS Operator who makes