Business. Qualifications of each type of fund manager and market analyst can be found below; Types of Fund Manager Qualifications Fund Maneger (Thai Version Only) download PDF
found in various jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain
been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
been found. (an exception case shall be specified). 4. Procedures for holding investment units over One-Third Limit Where any person or Associated Person hold investment units over one-third of the
day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors
day that the incorrectness was found; and (2) prepare a report on the corrections of the past investment unit values to submit to the mutual fund supervisor and take any actions to inform the investors
shareholder in accordance with the form specified by the SEC Office as follows: (1) in case where any person would be major shareholder because company increased its capital, securities company shall file an
any issues found from the review of the audit works and inspect of the audit quality control system. The SEC will notify the applicant of the result of its consideration within 120 days from the date
system of the audit firm that the applicant is attached with whether such system is in accordance with the ISQM1, ask the applicant for clarification on any issues found from the review of the audit works