mutual funds and private funds which did not analyze and estimate the value of the IPO securities adequately and appropriately. SEC Act S.117 and 133 paragraph 2 Settlement Committee Meeting No. 3/2021
purchased from TOPLINE. Moreover, Miss Orranan committed siphon money received from the sale of TOPLINE condominiums away from TOPLINE. These act of six persons caused damage to TOPLINE in approximate total
approximate total value of 88 million baht. In this regard, Miss Orranan and Mr. Nugul failed to perform the duties with dishonest intent causing damage to TOPLINE or causing themselves or another person to
six persons caused damage to TOPLINE in approximate total value of 88 million baht. In this regard, Miss Orranan and Mr. Nugul failed to perform the duties with dishonest intent causing damage to
Miss Panomporn Kasaprakorn Miss Panomporn Kasaprakorn, Executive Vice President (EVP) , Head of Treasury Department, who is responsible for the operation of KTBST Securities Public Company Limited
compliance unit (Head of Compliance) However, KWI appoint the highest level responsible person in the compliance unit on 5 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to report the discontinuation of the highest level responsible person in the compliance unit (Head of