Asian Investment Analyst
นักวิเคราะห์การลงทุนอาเซี่ยน
which harsh punishment could be imposed and there are reasonable grounds to believe that the offenders would remove or dispose of their properties, the SEC, by virtue of the first paragraph of Section 267
transfers from the client?s account, which was deemed severe misconducts in contravention of the standards of conduct under Clause 11(1) of the Notification of the Office of the Securities and Exchange
clients who suffered substantial damage from her misconduct which she avoided to acknowledge. This is a case of severe wrongdoing. The SEC, therefore, bans Napasanan from being an investor conduct in the
such transfer. Their actions were deemed imprudent and careless fund management in contrary to professional codes of conduct, causing severe damage to the fund assets. On December 29, 2011, the asset
decision was based on the SEC?s findings of Wanvadee?s severe wrongful actions as follows: 1. Deceiving investors that she would open trading accounts for them and then asking them to transfer money to her