for the working field of asset appraisal, possess prohibited characteristics as prescribed; Not being ordered by the SEC to suspend functioning as appraisal company in capital market or being under the
actions: 1. Suspend a filing of a new application for normal or automatic approval for a maximum period of not over one year; 2. Prohibit the mutual fund management company from the initial public
mutual fund management company to suspend purchasing and redemption orders for no more than 20 business days consecutively in the following cases : (8.1) To protect the interests of the unitholders
qualifications, or approval is revoked or suspended for the remaining approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign
approval period. 7. Sanctions The SEC may revoke or suspend the approval of the foreign auditors when a. foreign auditors cannot maintain their qualifications, or b. foreign auditors
such securities company fails to rectify such matter within the aforementioned period, the SEC shall be empowered to order such securities company not to expand its business or suspend its business