SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
: Arbitral Process (No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
draft regulations on the business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider
business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID=951 SEC proposes to specify “ digital asset custodial wallet provider” as a new digital asset
increase flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three
operator who performs safekeeping of clients’ digital assets https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8771 The SEC’s public hearing on the proposed measures to prevent the usage of digital asset
/EN/Pages/PB_Detail.aspx?SECID=947 SEC Thailand’s public hearing on draft regulations on the business governance of digital asset business operator https://www.sec.or.th/EN/Pages/PB_Detail.aspx?SECID