/ Derivatives Businesses Securities Brokerage Securities Companies and Other Financial Institutions Staff or Agent (individual) Acting as Investor Contact of the Company D erivatives Agent Licensed
Business Operator" refers to a licensed operator of digital asset businesses, but not including operators who are commercial banks under the law on financial institution, insurance companies under insurance
such inside information; (4) Director, sub-committee member, representative of a juristic person, agent, worker, employee, advisor or operator in a governmental agency, the SEC Office, the Securities
Content Rules and Regulations List of licensed / approval digital asset business operator SEC News relating to digital asset Investor Alert Rules and Regulations
Business Operator SHARE : Detail Content Useful Information List of Securities Businesses / Derivatives Businesses Asset Management Businesses Credit Rating Business Investor Alert
two parts. The first part prescribes the Qualifications of the CIS Operator, Trustee/Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matter. The second part prescribes
only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting documentation as specified in Form 35 – foreign ETF to the SEC Thailand for the
Regulatory Summary Required documents for an approval of Foreign ETF (for inbound only) A CIS Operator must submit a completed Form 35 – foreign ETF in hard copies accompanied by all supporting