duties in accordance with standards, or is disqualified, the SEC shall command improvements in its practices, suspensions of its license for a specified period of time, or even a revocation of its license
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Financial Technology B.E ("FinTech Act") to create opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal
channels for announcement of dividend payment such as websites of asset management companies. The paperless process is in line with the Capital Market Development Plan in the area of building
Fund Approval and Management System (“OFAM”). In addition, the amendment would expand channels for announcement of dividend payment such as websites of asset management companies. The paperless
own low risk exposure. In addition, such requirement may be inconsistent with the business types or the business risks of intermediaries, and may not support the development of new businesses that make
Early this year, SEC held public hearings to obtain views on establishing rules that require companies issuing IPOs to disclose information related with the offering for sale of their securities
notification requires the business operators to comply with the policy, measures, and practice guideline for the delegation of other persons to operate a business on their behalf, for example, putting in place
. How- ever, in many markets individuals and their families are dominant shareholders (for example, in Hong Kong, China). These individuals or families may control a large group of companies, with