appropriate risk management in a timely manner; (5) assignment of roles and responsibilities of the accountable persons and the responsible persons for the management of information technology risk under Clause
are developed or changed; (6) control people, processes, and technology associated with the development of information systems to ensure information security across the entire development lifecycle (7
are developed or changed; (6) control people, processes, and technology associated with the development of information systems to ensure information security across the entire development lifecycle (7
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset management company to provide advice or
objective restriction in order to obtain information for analysing suitability of customer’s investment; (b) having personnel responsible for contacting customers and staff or persons authorized by the asset
paragraph shall be appointed from the persons having held the positions of Permanent Secretary of the Ministry of Finance, Permanent Secretary of the Ministry of Commerce, Permanent Secretary of the Ministry
section 18 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction with Section 33, Section 34
the Securities and Exchange Act B.E. 2535 (1992) and section 18 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and liberties of persons
B.E. 2535 (1992) and section 18 of the Derivatives Act B.E. 2546 (2003) which contain certain provisions relating to the restriction of rights and liberties of persons which Section 29 in conjunction