intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
offence, the SEC Office may issue a written warning to the company against such improper act. Q: While under business rehabilitation by a plan administrator, is the company required to have an active
- - 15 days for the consideration. Observation and consideration period take 90 days and 30 days respectively. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue
fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing
(MTN) or 10,000 baht per each application (Issue basis) 30,000 baht/ 2 years (MTN) or 30,000 baht/ each application (Issue basis) Disclosure of information (Filing) Filing - Minimum
. Application fees - - 10,000 baht/ 2 years (MTN) or 10,000 baht per each application (Issue basis). 30,000 baht/ 2 years (MTN or 30,000 baht/ each application (Issue basis). Disclosure of information (Filing
confidence and prevent recurrence of the problematic issue. In response to the said incidents, the International Organization of Securities Commissions (IOSCO) issued “Principle of Auditor Oversight," to its
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with
management company, or a fund supervisor); (B) A matter that affects unitholders in all classes with different degree of effects/an issue that affects the interests of unitholders requires a resolution with