securities regulators Authority Jurisdiction Date 1. Comisión Nacional de Valores (CNV) Argentina 6 November 1997 2. Australian Securities and Investments Commission (ASIC) Australia 18 April 1997 3
mobilizing and investments. The benefits of capital market are maximized through the contributions to the development of the country's potential and competitiveness, supporting business growth, diversifying
case of a complaint related to services of a securities or asset management company under the SEC supervision, first of all, the complainant should contact the compliance unit of the company directly
, embezzlement of company assets, conflicts of interests, or window dressing. Unfair treatments related to securities trading, for instance, market manipulation, insider trading and dissemination of false
Authority Jurisdiction วันที่ 1. Comisión Nacional de Valores (CNV) Argentina 6 พฤศจิกายน 2540 2. Australian Securities and Investments Commission (ASIC) Australia 18 เมษายน 2540 3. Comissão de Valores
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Commerce. This topic measures the strength of minority shareholder protection against directors' misuse of corporate assets for their personal gain as well as shareholder rights, governance safeguards and
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