terms of the derivatives contract specification, etc. Clearing House An important part of trading in securities and derivatives is to ensure that both counterparties will carry out their agreed
charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a claim for compensation or proceed with a civil dispute. Should you need legal advice on such matters, please contact a
"}] [] [] [] [ 35/2566 ] Closed SEC Thailand’s public hearing on draft regulations regarding to the temporary rules of the derivatives exchange and derivatives clearing house. Starting Date 31/07/2023 - 30/08/2023
, derivatives clearing house, the association of derivatives business operators, persons who fail to pay the fees specified under the Derivatives Act, directors and executives of the juristic persons above (under
essential systems needed to facilitate securities trading; 2.To undertake any business relating to the Securities Exchange, such as a clearing house, securities depository center, securities registrar
entrust a reliable person to handle the document keeping task on his or her behalf, but the legal liabilities remain with the company secretary. Q: Is it permissible for the chairperson to authorize a
ทรัพย์จดทะเบียน และพัฒนาระบบต่างๆ ที่จำเป็นเพื่ออำนวยความสะดวกในการซื้อขายหลักทรัพย์ (2) ดำเนินธุรกิจใดๆ ที่เกี่ยวข้องกับการซื้อขายหลักทรัพย์ เช่น การทำหน้าที่เป็นสำนักหักบัญชี (Clearing House) ศูนย์รับ