fund management. In case where it is necessary and expedient, the Minister upon the SEC’s recommendation may give the licensee a waiver to undertake otherwise. Clause 12 Fees shall be prescribed as
Thai MinistrialRegulationSEAArchive-a Sign In การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูล
make an argument with evidence against the allegation before the SEC commences the consideration of the case except when it is necessary and appropriate for the SEC to take a prompt action to prevent
to act in any manner that may contravene the securities laws, without a chance of avoiding such order, is the company secretary liable to contravention of such laws as well? If so, what penalties apply
to act in any manner that may contravene the securities laws, without a chance of avoiding such order, is the company secretary liable to contravention of such laws as well? If so, what penalties apply
offering price in accordance with the market price at the time of offer 2 nd case: the shareholders decided to clearly indicate the offering price 3 rd case: the share/ warrant offering in a Private
must be clearly specified in order to avoid any doubt whether internal information is used to the benefit of the executives. The program must be administered by an intermediary, such as a securities
characteristics. Disclosure of information is complete and sufficient for making a decision to invest, and not misleading in substance Other qualifications Summary of important criteria in relation to the issuing
committee to be lack of independence qualifications of independent director. In term of casting vote in the board meeting, it is considered a duty of director in supervising the company and voting on behalf
financial statement. Q: Does information disclosure according to the Securities and Exchange Act B.E. 2535 go against auditor's ethics as specified in the Accounting Professions Act? In case there is