is an initiative under the ACMF Implementation Plan endorsed by the ASEAN Finance Ministers in 2009. The Framework aims to facilitate cross-border offerings of Equity Securities and Plain Debt
Bangkok, 25 January 2018 ? The SEC is seeking public comments on a draft amendment to the rules governing issuance and offering of derivative warrants (DW) to require additional and continuing
, effective from 20 May 2020. In addition, the affected investors have filed complaints with the inquiry official for a criminal action against Napasook. The case is under consideration in accordance with
MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 01/01/2008 - 08/05/2008
, and {A}, as the financial advisor supervisor, starting from February 27, 2015. ------------------------ Note: In this case, the SEC did not grant IPO approval to the applicant.
obligations. Also, certain terms and conditions in the relevant agreements may give rise to accounting issues; in particular, whether such transaction could be recorded as true sale or borrowing, the difference
disclosure, a prospectus, progress reports of a project and use of proceeds. The offering of digital token must be made through ICO portals approved by SEC Board. The role of ICO portal is to perform due
Microsoft Word - 3. Q&A KKP GINFRAEQ_2 Jul 21 กองทุนเปดเคเคพี โกลบอล อินฟราสตรัคเจอร อิควิต้ี เฮดจ หนา 1 หนังสือช้ีชวนสวนขอมูลกองทุนรวม กองทุนเปดเคเคพี โกลบอล อินฟราสตรัคเจอร อิควิตี้ เฮดจ
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
the client mutual fund investment advice describing that the principal would not be affected. The said advice was given, even though the client made investment in a mixed fund having medium to high risk