intermediaries is available here . ● A claim for damages should be made directly to the compliance unit of the company in charge; otherwise, a civil lawsuit is an option. The SEC has no authority to handle a
assets, related party transactions or takeovers; Inappropriate behaviors of executives or directors, for instance, embezzlement of company assets, conflicts of interests, or window dressing. Unfair
ode of Ethics consists of guidelines for handling conflicts of interest, for example, prohibiting staff from trading stocks or accepting assets or other benefits with value exceeding those
the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund
of corporate assets for their personal gain as well as shareholder rights, governance safeguards and corporate transparency requirements for listed companies. Positive results on this topic promote
of corporate assets for their personal gain as well as shareholder rights, governance safeguards and corporate transparency requirements for listed companies. Positive results on this topic promote
Total 9/10 1.4 Extent of shareholder rights Indicator Applicable Law 2020 score 1 Does the sale of 51% of Buyer's assets require shareholder approval? Ans. Yes - พ.ร.บ. บริษัทมหาชนฯ มาตรา 107(2)(ก