Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures and methods of operation before and after
in the notification of the Securities and Exchange Commission Re: Requirements for securities companies to handle customer’s compliant; (2) the investment management system which has clear procedures
transition is permitted by Clause 10 of the Notification thereinafter which management company shall arrange the appointed juristic person to comply with the rules under these sub clauses as soon as possible
transition is permitted by Clause 10 of the Notification thereinafter which management company shall arrange the appointed juristic person to comply with the rules under these sub clauses as soon as possible
company shall arrange the appointed juristic person to comply with the rules under these sub clauses as soon as possible, but not later than 2 years as from the effective date of the Notification (within 16
are in duty to handle Covid-19 pandemic, some properties in UK are still in operation. - Board of Directors of Singha Estate PCL resolved to postpone the 2020 AGM until further notice and approve the
likelihood and the possible effects. 7.5 The company has measures and operational plans to handle risk by either accepting, reducing, avoiding or sharing risks. 8. The organization considers the potential for
2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ฆ 2.2 Inability to obtain sufficient appropriate audit evidence and the possible effects are material, but not pervasive
manner to allow members and involved persons to be well informed of possible effects and risks from the operation of the business; Part 3 Subject Matters of this Notification Clause 4 This Notification
of Possible Contraventions of the SEC Act B.E. 2535 75 International Relations 79 The SECûs Financial Statements 96 Our Website (www.sec.or.th) APPENDICES SCE_Eng_p.1-16 10/29/04, 1:05 AM3 4 MESSAGE