) having internal control system which is approved by high-level management. In this case, such system shall; (a) generate good control environment; (b) assess, administer and manage any risks which arise or
, administer and manage any risks which arise or may arisen from conducting business to be at a controllable level which have no impact on undertaking of fund management; (c) determine efficient control
_____________ Clause 11 An applicant who will obtain approval to be REIT manager shall demonstrate that it has ability to manage the REIT, being assigned by REIT trustee, efficiently and provide measure for
control system at the firm level and the individual engagement level, the SEC encourages all stakeholders to attain a better understanding and awareness of their roles within the ecosystem, from the
. Implementation 34 5. Moving Forward 35 THE INVESTMENT GOVERNANCE CODE PRINCIPLES Principle 1 Adopt a Clear Written Investment Governance Policy 37 Principle 2 Properly Prevent and Manage Conflicts of Interest and
obtains approval from the Extraordinary General Meeting of Shareholders No. 2/2019 for the offering of the newly issued shares to PLANB, the Company will still be required to obtain an approval from the SEC
from the Extraordinary General Meeting of Shareholders No. 2/2019 for the offering of the newly issued shares to PLANB, the Company will still be required to obtain an approval from the SEC Office for
the Extraordinary General Meeting of Shareholders No. 2/2019 for the offering of the newly issued shares to PLANB, the Company 5 will still be required to obtain an approval from the SEC Office for the
measures to appropriately monitor, control, and manage each type of risks to ensure that these risks can be handled; (3) sufficient funding, appropriate systems and rules for membership and supervision of
Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks