company” dose not include “private fund management company”. 4 Clause 5 In appointing a juristic person to be an agent for selling investment units or receiving requisition of investment unit redemption
company” dose not include “private fund management company”. 4 Clause 5 In appointing a juristic person to be an agent for selling investment units or receiving requisition of investment unit redemption
interests of financial institutions means Loan Interests of Financial Institutions Act B.E. 2523 (1980) 3 In this Division 1, the meaning of word “management company” dose not include “private fund management
the effective date of this Notification, shall remain in full force to the extent that they are not contrary to nor inconsistent with this Notification until relevant notifications, orders, and
independence of the QARP and their opinions, the SEC requires that the number of the attending non-practitioner members in each session be greater than the number of the attending practitioner members and not
documents periodically or from time to time, within a time period specified by the SEC Office, provided that this requirement does not cause unreasonable burden to securities clearing houses and central
total revenues for the fiscal year 2018 and 2019 were 2.5% and 2.4% , which did not likely to fluctuate greatly in amount. WATTANAPAT HOSPITAL TRANG PUBLIC COMPANY LIMITED Administrative Expenses The
) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
) storing document and evidence in relation to the customer complaint and the proceedings to handle such complaint for no less than five years from the date the derivatives broker completes its consideration
to note that this is an unofficial English translation which has not been subjected to an official review by the SEC Office. Readers should be aware that only the original Thai text has legal force and