SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
"electric ownership" OR "electric possession" OR "digital ownership" OR "digital possession"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field=system_name&facet.field
(Oldest) SEC Search =electronic possession OR "electronic possession" OR " electrical ownership" OR " electrical control " OR "digital ownership" OR "digital control "&wt=json&indent=true&facet=true
=electronic possession OR "electronic possession" OR " electrical ownership" OR " electrical control " OR "digital ownership" OR "digital control "&wt=json&indent=true&facet=true&facet.field=key_filetype https
) Microsoft Word X ( 1 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR
) Microsoft Word X ( 1 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR
) Microsoft Word X ( 1 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electrical ownership OR "electrical ownership" OR "electric ownership" OR "electric possession" OR "electronic ownership" OR
"electronic possession" OR "electric ownership" OR "electric control" OR "digital ownership" OR "digital control"&wt=json&indent=true&facet=true&facet.field=key_filetype&facet.field=key_sitemap&facet.field
) Microsoft Word ( 80 ) aspx ( 18 ) Microsoft Excel ( 6 ) Microsoft Word X ( 3 ) More >> http://172.19.1.196:8983/solr/secweb/select?q=electronic possession OR "electronic possession" OR "electrical ownership