SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
its businesses except for some properties in UK that are still in operation in accordance with the government’s request to facilitate the government officers who are in duty to handle Covid-19 pandemic
Recent news reports on cyber attack on a foreign decentralized finance platform, which resulted in tremendous loss of clients’ digital assets, have raised concerns over cybersecurity. The SEC is
2018 and 2019 were 18.9% and 17.6% , respectively. This assumed that the Company could handle more effective at controlling employee’s remuneration, traveling expenses, and infrastructure expenses
benefits and long-term returns. The foreign investors proceeded accordingly and suffered loss as a result.Neither Global Consultant nor Mr. Robbirt was licensed to operate securities business pursuant to the
conditions to handle potential risks and liabilities from duty performance, for example, in case of loss of clients’ assets. SEC Secretary-General Ruenvadee Suwanmongkol said: “Technology is key to digital
approved by the Board of Directors. From the nine-month operations, the Company had a net loss of 96.03 million baht in which there is a loss attributable for the equity holders of the Company of 102.81
statements for the third quarter ended 30th September 2018 which was duly approved by the Board of Directors. From the nine-month operations, the Company had a net loss of 47.58 million baht in which there is
overcome the COVID-19 crisis With the dramatic impacts from COVID-19 on people and communities around the world, B.Grimm stands with all stakeholders to overcome this crisis together. We have set up the