SEC Deputy Secretary-General Tipsuda Thavaramara revealed that SEC has launched an automated data distribution system, or SEC API, to enable easy access to SEC’s information or third party
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
Zipmex จะอยู่ในสภาวะการพักชำระหนี้ (Automatic Stay) ซึ่งลูกค้ายังคงสามารถถอนทรัพย์สินของตนเองได้ตามความประสงค์ และ Zipmex ยังเป็นผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่อยู่ภายใต้การกำกับดูแลของ ก.ล.ต. และยัง
maturity period prescribed in the disclosure document. Automatic redemption would require pre-specified terms and conditions, and investment would be limited to institutional and ultra-high-net-worth
includes measures such as automatic enrollment and default investment options, and more flexible withdrawal options from the fund; 3. revising the PVD Act to enhance the powers and
in the occurrence of an Automatic Stay, and subsequently affecting the payment of interest and the repayment of all outstanding JKN bonds. The Court set the date for the examination of the JKN
also post questions to the automatic chatbot (@retirementcheckup) embedded in the web-based application to allow users more convenience and privacy to contact the SEC anytime, anywhere. 4) Running a
ทรัพย์สินอื่นแทนเงินได้ (pay in kind) 2) ธรรมาภิบาลของกองทุน (Governance) เช่น การกำหนดองค์ประกอบ คุณสมบัติ และบทบาทหน้าที่ของคณะกรรมการกองทุน การกำหนดให้ลูกจ้าง เป็นสมาชิกกองทุนได้โดยง่าย (automatic
-oriented features, for example, automatic contribution increase in line with salary or wage raise, employees? choices based on risk appetites and lifepath or target date investment policies that are adjusted
. Several withdrawal transactions were made from the collateral account of the client to make deposits in the client's account via automatic transfer system (ATS), totaling 6.18 million baht. It was also