SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
BBL ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 24/06/2013 - 02/07/2013
THAI ASSET MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 21/01/2008 - 28/01/2008
Type of securities : Common share | Effective Date : 22/08/2017 | Close Selling Date : 25/08/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/08/2009
Reporting Person : - | Type of securities : - | Date of reporting obligation : 04/09/2017
Reporting Person : - | Type of securities : - | Date of reporting obligation : 11/02/2019
Reporting Person : - | Type of securities : - | Date of reporting obligation : 09/08/2018
Management Name : Mr THANUT THATAYANON | Type of securities : Common share | Methods of Acquisition / Disposition : Transfer | Transaction Date : 19/12/2017
Management Name : Mr THANUT THATAYANON | Type of securities : Common share | Methods of Acquisition / Disposition : Receive | Transaction Date : 19/12/2017