proceed in accordance with Clause 4(2). Clause 6 In proceeding with the actions as prescribed in Clause 4 and Clause 5, the Legal Execution Department and the SEC Office may jointly issue guidelines in
proceed in accordance with Clause 4(2). Clause 6 In proceeding with the actions as prescribed in Clause 4 and Clause 5, the Legal Execution Department and the SEC Office may jointly issue guidelines in
Office under the Notification of the Capital Market Supervisory Board concerning Establishment of Retail Funds and Mutual Funds for Accredited Investors and Execution of Agreement for Management of Private
2017 that approved ARKAU in principle to purchase securities of Flexiglass and signing on share sale agreement. Nevertheless, the execution of the Share sale agreement is contingent on both parties have
and Non-Retail Investors, and Execution of Agreements for Management of Private Funds. “foreign collective investment scheme” means ASEAN Collective Investment Scheme and APEC Asia Region Funds Passport
Pending Settlement, to be consistent with the Stock Exchange of Thailand’s operational guidelines, and international standards. Salient points include: 1. Non-resident (NR) who receives Thai Baht related to
, especially at the end of the third quarter of 2017. By then, another issue – guidelines for adjustment in the European Central Bank’s asset purchase program for 2018 – should be closely monitored. In Thailand
by the issuing company (“Company”). Preparation and filing thereof should also take into consideration the guidelines, the manual or the disclosure checklist available on the SEC website. - 2 - SEC
detailed in Chapter 4. 2 Part 3 The SEC Office’s Power Clause 4 In order for this Notification to be complied with, the SEC Office may specify regulations or guidelines, as follows: (1) establish rules in
clients’ execution of transactions closely. While reviewing and revising the clients’ information under Paragraph 1(3) is in process, the intermediary shall provide services to the clients with regard to